Financial criminal law


According to current legal regulations, legal entities may be attributed and declared responsible for the offences that the following persons may commit:

  • De facto or de jure administrator.
  • The legal representative and those in charge of the management and control of the entity.
  • Any employee or dependent person due to the lack of control of the executives.

Therefore, it is necessary to implement a system for the detection and prevention of crimes, with the objective of identifying and preventing the committing of crimes carried out by any of them.


1- Risk analysis

    • Analysis of activities and risks.
    • Impact evaluation.

2- Plan for the treatment of risks and improvements

    • Inventory of measures to be implemented.
    • Improvement of the existing controls and proposals for new measures.
    • Communication channel.
    • Disciplinary system.
    • Action plan.

3- Compliance officer protocol

    • Creation of an independent control body.
    • Creation of internal regulations.
    • Support for the compliance officer.

4- Training and coaching

  • Training for the employees and directors on the protocols developed.

5- Follow-up and updating

    • Periodical verifications.
    • Combined technical support.

Jointly with our consultancy division, we have developed a system for the detection and prevention of crimes to be implemented in all kind of legal entities subject to being convicted for a criminal act, and have experience in all the aspects of the prevention and detection of offences, from risk analysis, to the periodic review and updating of the system.

Resources of interest

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